Yvonne I. Pytlik, Senior Vice President, Chief Compliance Officer and Head of US Regulatory Compliance, HSBC Global Asset Management (USA)
Yvonne I. Pytlik is currently Senior Vice President, Chief Compliance Officer and Head of US Regulatory Compliance at HSBC Global Asset Management (USA) Inc. in New York.
Ms. Pytlik has a long and distinguished career in compliance as the Chief Compliance Officer, Head of Compliance and Risk and Chair of Compliance Committees at a number of high profile firms, including KPMG, Deutsche Bank and Virtus Investment Partners, responsible for overseeing all compliance matters enterprise-wide for investment advisers, mutual funds and broker dealer businesses.
Ms. Pytlik is a recognized ERM and compliance industry expert, and frequent speaker addressing Governance, Risk and Compliance issues in the asset management industry. She is a senior executive and one of industry's most highly sought after strategists in compliance risk management for financial institutions. Ms. Pytlik serves on the Board of Governors and Executive Committee at RMA NYC.
Ms. Pytlik is a founder serving on the Board of Directors at Global Compliance Risk Management Corp., a strategic advisory and compliance risk management firm. She was previously Head of Compliance and Corporate CCO at Virtus, and Deputy Head of Global Compliance, Risk Management, and Strategic Planning at Deutsche Bank AG. During her tenure at major financial services firms, Ms. Pytlik made numerous significant contributions to the firm's overall compliance organizations, including the development and implementation of global compliance risk management functions in the Americas, Europe, and Asia-Pacific regions. Ms. Pytlik held senior positions in risk management practice at KPMG and in internal audit at major financial institutions. She has an M.B.A. from Suffolk University and a B.S. in Management from University of Massachusetts.
The following publications will be referenced on the panel: